Prudential Anti-Money Laundering Training Requirements
02-16-2009
Reminder - Eligible producers can now satisfy the AML training requirement by providing confirmation of AML training completed as an affiliate of another regulated entity. This includes the following producer/entity relationships.
**The producer is retained or employed by or otherwise affiliated with an insurance company, located in the United States, that sells covered products. Covered products include permanent and cash value individual life insurance policies, and other life insurance policies with investment features such as Universal Life and Return of Premium Term products.
**The producer is an employee of a bank located in the United States.
**The producer is a registered representative of a broker-dealer located in the United States.
Producers may satisfy the "proof of training" requirement by providing a copy of the AML training certificate or a letter from an authorized individual at the regulated entity, including the full name of the producer and name of the regulated entity that provided the training. Upon receipt of acceptable documentation, the Licensing and Appointment team will update their records to show the AML training requirement has been satisfied. All other producers will continue to be enrolled by Prudential, in the LIMRA AML training program, and are expected to complete that training.
For more information or any questions please contact Tina McIntire @ 800-792-6795 x3800.
